Capital Markets

 

Capital Markets

What Do you mean by capital markets?

Capital markets are financial markets that bring buyers and sellers together to trade stocks, bonds, currencies, and other financial assets. Capital markets include the stock market and the bond market. They help people with ideas become entrepreneurs and help small businesses grow into big companies, the capital market allows investors to invest in a company's future growth, and companies to raise funds for expansion, research, and development. The capital market is important because it provides liquidity to investors and companies, allowing them to access funds when they need them. It also helps to allocate financial resources to the most productive sectors of the economy. Capital market trades mostly in long-term securities. The magnitude of a nation’s capital markets is directly interconnected to the size of its economy which means that ripples in one corner can cause major waves somewhere else. It is a place where buyers and sellers indulge in trade (buying/selling) of financial securities like bonds, stocks, etc. The trading is undertaken by participants such as individuals and institutions.

 
What are the 2 types of capital markets?

Types of Capital Market

The capital market consists of two types Primary and Secondary.

  1. Primary Market

The primary market is the market for new shares or securities. A primary market is one in which a company issues new securities in exchange for cash from an investor (buyer). It deals with the trade of new issues of stocks and other securities sold to investors.

  1. Secondary Market

Secondary market deals with the exchange of prevailing or previously-issued securities among investors. Once new securities have been sold in the primary market, an efficient manner must exist for their resale. Secondary markets give investors the means to resell/ trade existing securities. Another important division in the capital market is made based on the nature of the security sold or bought, i.e. stock market and bond market.

What are the 4 capital markets Instruments?

The term capital market includes

Equity market

 This market involves the buying and selling of company shares, also known as stocks or equities. Equity markets provide companies with a way to raise capital by selling ownership stakes in the company to investors. Investors can then profit from their investment if the company's share price increases. Equity consists of funds that shareholders invest in a company plus a certain amount of profit earned by them that is retained by the company for further growth and expansion. Equity is a primary asset class when it comes to investing and diversifying one’s portfolio. Additionally, derivatives allow equity to diversify beyond just shares into securities such as bonds, commodities, and currencies.

Debt market

 The debt market, also known as the bond market, is where companies and governments issue debt securities, such as bonds, to raise capital. Investors purchase these bonds, which represent a loan to the issuer, and receive interest payments on the principal until the bond matures, at which point they receive the principal back. The debt market is an important component of the global financial system, as it provides a means for entities to raise capital and for investors to earn a return on their investments. It also plays a key role in the economy by influencing borrowing costs for businesses and governments, which in turn can impact economic growth and stability. 

  • Bonds

Bonds are fixed-income instruments that are primarily issued by the center and state governments, municipalities, and even companies for financing infrastructural development or other types of projects.

  •  Debentures:

Debentures are unsecured investment options unlike bonds and they are not backed by any collateral.

Derivatives market

 Derivatives are financial contracts that derive their value from an underlying asset. These could be stocks, indices, commodities, currencies, exchange rates, or the rate of interest. These financial instruments help you make profits by betting on the future value of the underlying asset. So, their value is derived from that of the underlying asset. This is why they are called ‘Derivatives’ This market deals with financial instruments whose value is based on an underlying asset, such as stocks, bonds, commodities, or currencies. Derivatives can be used to manage risk or speculate on future market movements. The four most common types of derivative instruments are forwards, futures, options, and interest rate swaps:

  • Forward: A forward is a contract between two parties in which the exchange occurs at the end of the contract at a particular price.
  • Future: A future is a derivative transaction that involves the exchange of derivatives on a determined future date at a predetermined price.
  • Options: An option is an agreement between two parties in which the buyer has the right to purchase or sell a particular number of derivatives at a particular price for a particular period of time.
  • Interest Rate Swap: An interest rate swap is an agreement between two parties that involves the swapping of interest rates where both parties agree to pay each other interest rates on their loans in different currencies, options, and swaps.

Foreign exchange market

This market involves the buying and selling of currencies. It is an institution for the exchange of one country's currency with that of another country. Foreign exchange markets are actually made up of many different markets because the trade between individual currencies enables businesses to conduct international trade and allows investors to speculate on currency exchange rates. The foreign exchange market is the largest and most liquid market in the world. Foreign exchange instruments are financial instruments represented on the foreign market. It mainly consists of currency agreements and derivatives.

What are the Functions of the Capital Market?

The main functions of the capital market are:

  • The capital market acts as the link between investors and savers.
  • Reduces transaction and data costs.
  • Helps in quick valuations of financial instruments.
  • Offers to hedge against market risks through derivative trading,
  • Helps in facilitating transaction settlement.
  • Improves the effectiveness of period location.
  • Provides continuous availability of funds to the firms and government that
  • Helps in facilitating the movement of capital to productive areas to boost national income.
  • Boosts economic growth.
  • Helps in the mobilization of savings for financing long-term investments.
  • Facilitates the trading of securities.

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